NLP Lineage

30 November 2022 · Alignment

ChatGPT

ChatGPT

OpenAI

Date
30 November 2022
What the date marks
Product release
Kind
Product
Organisation
OpenAI
Access
free / subscription
Threads
In the guided tour
Chapter 7. The assistant goes public
Learning phases
3. API usage and prompting

A milestone: 1 later milestone descends directly from it, and its descendants reach 2 of the 10 threads. How levels are decided

Drafted with Claude from official web pages (there is no paper) on 15 October 2026; reviewed by Zeeshan Arif. Read from openai.com (OpenAI blog post of 30 November 2022, read from the Web Archive copy of that day). Also read is OpenAI's ChatGPT Plus announcement of 1 February 2023 (Web Archive copy). OpenAI published no paper about ChatGPT.

What it changed

It put a model trained with human feedback into a free chat window that anyone could use, so the public could hold a conversation with a language model, ask follow-up questions and have it correct course.

The problem before it

InstructGPT had shown that fine-tuning with human feedback made a model follow a single instruction far better. But using such models still meant the API or a test page, with one prompt and one answer at a time.

A conversation needs more. The model must keep track of what was said before, answer follow-up questions, notice a false assumption in a question, admit a mistake, and refuse harmful requests. OpenAI’s announcement names exactly these goals.

The idea

The mechanism. OpenAI describes ChatGPT as a “sibling model to InstructGPT”, trained with the same method but with differences in how the data was collected:

  1. Supervised fine-tuning on conversations. Human AI trainers wrote conversations in which they played both sides, the user and the AI assistant. They could see model-written suggestions to help them write the assistant’s replies.
  2. A reward model from rankings. Trainers took their own conversations with the chatbot, picked a model-written message, and ranked several alternative replies by quality.
  3. Reinforcement learning. The model was fine-tuned against the reward model with the PPO algorithm. OpenAI repeated the process several times.

The starting model was “a model in the GPT-3.5 series, which finished training in early 2022”. OpenAI says it was trained on an Azure AI supercomputing infrastructure.

ChatGPT was released as a free “research preview”, with a Moderation API to warn about or block some unsafe content. OpenAI asked users to report problem outputs through the interface, and ran a feedback contest with prizes of up to $500 in API credits.

The notation. None. The sources give no model size, architecture or training data.

What it showed

Reported by the sources. These are OpenAI’s own statements and examples, not peer-reviewed results. The announcement gives no benchmark scores.

Limits, and what came later

The limits come from OpenAI’s announcement:

Later work depended on it. Chatbot Arena compares chat models by public head-to-head votes, which needed a market of public chat assistants.

What to know first

How to read it

There is no paper to read. Instead:

  1. Read the opening, then the “Methods” and “Limitations” sections of the announcement.
  2. Look at the samples, and the side-by-side comparison with InstructGPT under “Iterative deployment”.
  3. Read the short ChatGPT Plus announcement.
  4. For the method in depth, read the InstructGPT summary.

Expect about 30 minutes for the steps above (an estimate).

In brief, from the research data

Before it

Aligned instruction-following models existed, reachable through a developer API.

The problem

Nobody outside the industry had a reason or a way to use one.

What it introduced

The same RLHF technique in a free chat box, with dialogue-formatted training data and a conversational memory.

Why it matters

No new capability, and the biggest inflection in the field's history. It was a distribution and interface breakthrough.

What modern models inherit

Chat as the default interface to a language model.

What came next

GPT-4 and Claude followed as products; every lab reorganised around assistants.

To understand it

Learn

  • Capability versus product versus distribution
  • Dialogue-formatted training data
  • System prompts and conversation state

Helpful first

InstructGPT.

Before and after

The milestones it descends from, and the milestones that descend from it. Work developed alongside it is not counted. Weak links are left out unless you include them.

Before: where it came from

ChatGPT has 35 documented ancestors across 7 chapters, reaching back to Recurrent networks in 1990. Showing its direct parents and the 15 turning points among them.

ChatGPT has 35 documented ancestors across 7 chapters, reaching back to Recurrent networks in 1990. Showing all of them.

ChatGPT has 37 recorded ancestors, including indirect ones, across 7 chapters, reaching back to Recurrent networks in 1990. Showing its direct parents and the 15 turning points among them.

ChatGPT has 37 recorded ancestors, including indirect ones, across 7 chapters, reaching back to Recurrent networks in 1990. Showing all of them.

  1. 2022ChatGPTThis milestone.
  2. 2022GPT-3.5 Turning pointChatGPT built directly on thisChapter 7. The assistant goes public
  3. 2022InstructGPT Turning pointChatGPT built directly on thisChapter 6. Teaching models what people want
  4. 2021FLANInstructGPT was influenced by thisChapter 6. Teaching models what people want
  5. 2020RLHF for summarisation Turning pointInstructGPT built directly on thisChapter 6. Teaching models what people want
  6. 2020GPT-3 Turning pointInstructGPT built directly on this
    GPT-3.5 built directly on this
    Chapter 5. Scale becomes a science
  7. 2020Scaling laws Turning pointGPT-3 was influenced by thisChapter 5. Scale becomes a science
  8. 2019T5 Turning pointFLAN was influenced by thisChapter 4. Pretrain once, use everywhere
  9. 2019C4 Turning pointT5 was influenced by thisChapter 4. Pretrain once, use everywhere
  10. 2019RLHF for LMsRLHF for summarisation built directly on thisChapter 6. Teaching models what people want
  11. 2019Sparse Transformer Turning pointGPT-3 built directly on thisChapter 4. Pretrain once, use everywhere
  12. 2019GPT-2 Turning pointGPT-3 built directly on thisChapter 4. Pretrain once, use everywhere
  13. 2019WebTextGPT-2 was influenced by thisChapter 4. Pretrain once, use everywhere
  14. 2018BERT Turning pointT5 was influenced by thisChapter 4. Pretrain once, use everywhere
  15. 2018SentencePieceT5 built directly on thisChapter 4. Pretrain once, use everywhere
  16. 2018GPT-1GPT-2 built directly on thisChapter 4. Pretrain once, use everywhere
  17. 2018ELMoBERT was influenced by thisChapter 4. Pretrain once, use everywhere
  18. 2018ULMFiTBERT was influenced by thisChapter 4. Pretrain once, use everywhere
  19. 2017CoVeELMo was influenced by thisChapter 3. Attention, then only attention
  20. 2017RLHF originRLHF for summarisation built directly on thisChapter 6. Teaching models what people want
  21. 2017Transformer Turning pointGPT-2 built directly on this
    Sparse Transformer built directly on this
    T5 built directly on this
    Chapter 3. Attention, then only attention
  22. 2016Layer normGPT-2 built directly on thisChapter 3. Attention, then only attention
  23. 2015Residual connectionsTransformer was influenced by thisChapter 3. Attention, then only attention
  24. 2015LM pretraining Turning pointBERT was influenced by this
    GPT-1 was influenced by this
    Chapter 2. Words become vectors
  25. 2015BPE tokenizationGPT-2 built directly on thisChapter 2. Words become vectors
  26. 2015Luong attentionTransformer was influenced by thisChapter 3. Attention, then only attention
  27. 2014AdamTransformer was influenced by thisChapter 2. Words become vectors
  28. 2014GloVeELMo built directly on thisChapter 2. Words become vectors
  29. 2014Seq2seq Turning pointTransformer built directly on thisChapter 2. Words become vectors
  30. 2014Attention Turning pointTransformer built directly on thisChapter 3. Attention, then only attention
  31. 2014GRU / encoder-decoderAttention built directly on thisChapter 2. Words become vectors
  32. 2013word2vecELMo was influenced by thisChapter 2. Words become vectors
  33. 2011NLP from scratchELMo was influenced by thisChapter 1. Language as probability
  34. 2003Neural LMNLP from scratch was influenced by this
    word2vec was influenced by this
    Chapter 1. Language as probability
  35. 1997LSTM Turning pointSeq2seq built directly on this
    ELMo built directly on this
    Chapter 1. Language as probability
  36. 1990Recurrent networksLSTM was influenced by thisChapter 1. Language as probability
  1. 2022ChatGPTThis milestone.
  2. 2022GPT-3.5 Turning pointChatGPT built directly on thisChapter 7. The assistant goes public
  3. 2022InstructGPT Turning pointChatGPT built directly on thisChapter 6. Teaching models what people want
  4. 2021FLANInstructGPT was influenced by thisChapter 6. Teaching models what people want
  5. 2020RLHF for summarisation Turning pointInstructGPT built directly on thisChapter 6. Teaching models what people want
  6. 2020GPT-3 Turning pointInstructGPT built directly on this
    GPT-3.5 built directly on this
    Chapter 5. Scale becomes a science
  7. 2020Scaling laws Turning pointGPT-3 was influenced by thisChapter 5. Scale becomes a science
  8. 2019T5 Turning pointFLAN was influenced by thisChapter 4. Pretrain once, use everywhere
  9. 2019C4 Turning pointT5 was influenced by thisChapter 4. Pretrain once, use everywhere
  10. 2019RLHF for LMsRLHF for summarisation built directly on thisChapter 6. Teaching models what people want
  11. 2019Sparse Transformer Turning pointGPT-3 built directly on thisChapter 4. Pretrain once, use everywhere
  12. 2019GPT-2 Turning pointGPT-3 built directly on thisChapter 4. Pretrain once, use everywhere
  13. 2019WebTextGPT-2 was influenced by thisChapter 4. Pretrain once, use everywhere
  14. 2019Transformer-XLSparse Transformer was influenced by this (indirect influence)Chapter 4. Pretrain once, use everywhere
  15. 2018BERT Turning pointT5 was influenced by thisChapter 4. Pretrain once, use everywhere
  16. 2018SentencePieceT5 built directly on thisChapter 4. Pretrain once, use everywhere
  17. 2018GPT-1GPT-2 built directly on thisChapter 4. Pretrain once, use everywhere
  18. 2018ELMoBERT was influenced by this
    GPT-1 was influenced by this (indirect influence)
    Chapter 4. Pretrain once, use everywhere
  19. 2018ULMFiTBERT was influenced by this
    GPT-1 was influenced by this (indirect influence)
    Chapter 4. Pretrain once, use everywhere
  20. 2017CoVeELMo was influenced by thisChapter 3. Attention, then only attention
  21. 2017RLHF originRLHF for summarisation built directly on thisChapter 6. Teaching models what people want
  22. 2017Transformer Turning pointGPT-2 built directly on this
    Sparse Transformer built directly on this
    T5 built directly on this
    Chapter 3. Attention, then only attention
  23. 2017ConvS2STransformer was influenced by this (indirect influence)Chapter 3. Attention, then only attention
  24. 2016Layer normGPT-2 built directly on thisChapter 3. Attention, then only attention
  25. 2015Residual connectionsTransformer was influenced by thisChapter 3. Attention, then only attention
  26. 2015LM pretraining Turning pointBERT was influenced by this
    GPT-1 was influenced by this
    Chapter 2. Words become vectors
  27. 2015BPE tokenizationGPT-2 built directly on thisChapter 2. Words become vectors
  28. 2015Luong attentionTransformer was influenced by thisChapter 3. Attention, then only attention
  29. 2014AdamTransformer was influenced by thisChapter 2. Words become vectors
  30. 2014GloVeELMo built directly on thisChapter 2. Words become vectors
  31. 2014Seq2seq Turning pointTransformer built directly on thisChapter 2. Words become vectors
  32. 2014Attention Turning pointTransformer built directly on thisChapter 3. Attention, then only attention
  33. 2014GRU / encoder-decoderAttention built directly on thisChapter 2. Words become vectors
  34. 2013word2vecELMo was influenced by thisChapter 2. Words become vectors
  35. 2011NLP from scratchELMo was influenced by thisChapter 1. Language as probability
  36. 2003Neural LMNLP from scratch was influenced by this
    word2vec was influenced by this
    Chapter 1. Language as probability
  37. 1997LSTM Turning pointSeq2seq built directly on this
    ELMo built directly on this
    Chapter 1. Language as probability
  38. 1990Recurrent networksLSTM was influenced by thisChapter 1. Language as probability

After: what it led to

ChatGPT has 1 documented descendants across 1 chapter, reaching forward to Chatbot Arena in 2024. Showing all of them.

ChatGPT has 1 documented descendants across 1 chapter, reaching forward to Chatbot Arena in 2024. Showing all of them.

ChatGPT has 1 recorded descendants, including indirect ones, across 1 chapter, reaching forward to Chatbot Arena in 2024. Showing all of them.

ChatGPT has 1 recorded descendants, including indirect ones, across 1 chapter, reaching forward to Chatbot Arena in 2024. Showing all of them.

  1. 2022ChatGPTThis milestone.
  2. 2024Chatbot Arenawas influenced by ChatGPTChapter 14. Where the threads meet now
  1. 2022ChatGPTThis milestone.
  2. 2024Chatbot Arenawas influenced by ChatGPTChapter 14. Where the threads meet now

Direct links and their sources

Where it came from

Built directly on

What it led to

Influenced

Developed alongside

Terms